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| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
IMPAC MORTGAGE HOLDINGS INC [ IMH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/14/2012 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 11/14/2012 | G | 50,000 | D | (1) | 500,000 | I | See footnote.(2) | ||
| Common Stock | 01/07/2013 | P | 33,754 | A | $13.2 | 533,754 | I | See footnote.(3) | ||
| Common Stock | 01/08/2013 | P | 19,646 | A | $12.73 | 553,400 | I | See footnote.(3) | ||
| Common Stock | 01/14/2013 | P | 46,600 | A | $12.83 | 600,000 | I | See footnote.(3) | ||
| Common Stock | 01/14/2013 | P | 20,000 | A | $12.8 | 150,020 | I | See footnote.(4) | ||
| Common Stock | 02/06/2013 | P | 2,500 | A | $12.51 | 602,500 | I | See footnote.(3) | ||
| Common Stock | 02/07/2013 | P | 6,671 | A | $12.28 | 609,171 | I | See footnote.(3) | ||
| Common Stock | 02/08/2013 | P | 250 | A | $12.29 | 609,421 | I | See footnote.(3) | ||
| Common Stock | 02/11/2013 | P | 860 | A | $12.28 | 610,281 | I | See footnote.(3) | ||
| Common Stock | 02/12/2013 | P | 2,700 | A | $12.35 | 612,981 | I | See footnote.(3) | ||
| Common Stock | 02/13/2013 | P | 6,823 | A | $12.3 | 619,804 | I | See footnote.(3) | ||
| Common Stock | 02/14/2013 | P | 300 | A | $12.33 | 620,104 | I | See footnote.(3) | ||
| Common Stock | 02/15/2013 | P | 1,525 | A | $12.36 | 621,629 | I | See footnote.(3) | ||
| Common Stock | 02/28/2013 | P | 78,371 | A | $11.87 | 700,000 | I | See footnote.(3) | ||
| Common Stock | 03/04/2013 | P | 13,271 | A | $11.04 | 713,271 | I | See footnote.(3) | ||
| Common Stock | 03/05/2013 | P | 10,179 | A | $10.99 | 723,450 | I | See footnote.(3) | ||
| Common Stock | 03/06/2013 | P | 12,500 | A | $11 | 735,950 | I | See footnote.(3) | ||
| Common Stock | 03/07/2013 | P | 6,530 | A | $11.1 | 742,480 | I | See footnote.(3) | ||
| Common Stock | 03/08/2013 | P | 3,000 | A | $11.1 | 745,480 | I | See footnote.(3) | ||
| Common Stock | 03/11/2013 | P | 202 | A | $11.29 | 745,682 | I | See footnote.(3) | ||
| Common Stock | 03/12/2013 | P | 500 | A | $11.27 | 746,182 | I | See footnote.(3) | ||
| Common Stock | 03/13/2013 | P | 818 | A | $11.26 | 747,000 | I | See footnote.(3) | ||
| Common Stock | 03/13/2013 | P | 4,000 | A | $11.1 | 154,020 | I | See footnote.(4) | ||
| Common Stock | 03/14/2013 | P | 3,000 | A | $11.1 | 750,000 | I | See footnote.(3) | ||
| Common Stock | 03/14/2013 | P | 21,000 | A | $11.09 | 175,020 | I | See footnote.(4) | ||
| Common Stock | 03/19/2013 | P | 5,000 | A | $9.58 | 755,000 | I | See footnote.(3) | ||
| Common Stock | 03/20/2013 | P | 5,446 | A | $9.65 | 760,446 | I | See footnote.(3) | ||
| Common Stock | 03/21/2013 | P | 5,772 | A | $9.69 | 766,218 | I | See footnote.(3) | ||
| Common Stock | 03/22/2013 | P | 22,463 | A | $9.7 | 788,681 | I | See footnote.(3) | ||
| Common Stock | 03/25/2013 | P | 8,612 | A | $9.7 | 797,293 | I | See footnote.(3) | ||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1. On November 14, 2012, 50,000 shares of common stock held by RHP Trust, dated May 31, 2011 (the"Trust"), of which Reporting Person is the sole beneficiary, over which shares Reporting Person exercised sole voting and investment power, were transferred as a bona fide gift to a charitable foundation. |
| 2. The shares of common stock were transferred via bona fide gift to a charitable foundation by the Trust, of which Reporting Person is the sole beneficiary, over which shares Reporting Person exercised sole voting and investment power, and the number of shares reflected in column 5 represents the aggregate number of shares of common stock owned directly by the Trust upon execution of this gift. |
| 3. The shares of common stock were purchased by the Trust, of which Reporting Person is the sole beneficiary, over which shares Reporting Person exercises sole voting and investment power, and the number of shares reflected in column 5 represents the aggregate number of shares of common stock owned directly by the Trust upon execution of this purchase transaction. |
| 4. The shares of common stock were purchased by Dito Devcar LP, over which shares Reporting Person shares voting and investment power, and the number of shares reflected in column 5 represents the aggregate number of shares of common stock owned directly by Dito Devcar LP upon execution of this purchase transaction. |
| Remarks: |
| This Form 4 is being filed in two parts; this is the first of two parts. This is a late filing; pursuant to the General Instructions of Form 4, a Form 4 relating to each transaction set forth above in the first part of this Form 4 should have been filed within two business days following the date of such transaction. |
| /s/ Richard H. Pickup | 05/02/2013 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||